| Recent IPOs: Jul 2009 - Sep 2009 |
| Pricing Date | Date Went Public | Name (Ticker) | Industry | Lead Underwriter | Shares Offered/ Outstanding (share%) | Offer Price | Open Price
| 1st Day Close | Last Close Price |
| Sep 30 | Oct 1 | Talecris Biotherapeutics Holdings Corp.
(TLCR)
| Biopharmaceuticals & Biotherapeutics | Morgan Stanley & Co. Incorporated | 50/120
(42%)
| $19.00 | $19.50 | $21.15 | $20.18 |
|
| Sep 24 | Sep 25 | Select Medical Holdings Corporation
(SEM)
| Long-Term Care Facilities | Goldman, Sachs & Co. | 30/156
(19%)
| $10.00 | $9.75 | $10.09 | $9.23 |
|
| Sep 24 | Sep 25 | Shanda Games Limited
(GAME)
| Entertainment & Games Software | Goldman Sachs (Asia) L.L.C. | 84/84
(100%)
| $12.50 | $13.00 | $10.75 | $10.36 |
|
| Sep 23 | Sep 24 | Artio Global Investors Inc.
(ART)
| Institutional Asset Management | Goldman, Sachs & Co. | 25/25
(100%)
| $26.00 | $25.21 | $27.25 | $24.12 |
|
| Sep 23 | Sep 24 | Apollo Commercial Real Estate Finance, Inc.
(ARI)
| Mortgage & Investment REITs | J.P. Morgan Securities Inc. | 10/11
(93%)
| $20.00 | $19.05 | $18.50 | $17.52 |
|
| Sep 23 | Sep 24 | Vitacost.com, Inc.
(VITC)
| Natural & Specialty Foods Retail | Jefferies & Company, Inc. | 11/27
(40%)
| $12.00 | $12.05 | $12.05 | $7.84 |
|
| Sep 23 | Sep 24 | A123 Systems, Inc.
(AONE)
| Power Generation & Storage | Morgan Stanley & Co. Incorporated | 28/98
(29%)
| $13.50 | $16.94 | $20.29 | $17.09 |
|
| Sep 23 | Sep 24 | Colony Financial, Inc.
(CLNY)
| Mortgage & Investment REITs | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 13/13
(98%)
| $20.00 | $19.50 | $19.50 | $18.67 |
|
| Sep 16 | Sep 17 | CreXus Investment Corp.
(CXS)
| Mortgage & Investment REITs | Deutsche Bank Securities Inc. | 13/18
(74%)
| $15.00 | $14.50 | $14.63 | $13.21 |
|
| Sep 4 | Sep 4 | Lihua International, Inc.
(LIWA)
| Wire & Cable Manufacturing | Broadband Capital Management LLC | 2/24
(10%)
| $4.00 | $4.60 | $5.41 | $8.60 |
|
| Aug 11 | Aug 12 | Emdeon Inc.
(EM)
| Information & Records Management Services | Morgan Stanley & Co. Incorporated | 24/88
(27%)
| $15.50 | $17.75 | $16.52 | $15.44 |
|
| Aug 11 | Aug 12 | Starwood Property Trust, Inc.
(STWD)
| Mortgage & Investment REITs | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 34/36
(95%)
| $20.00 | $19.50 | $20.00 | $19.64 |
|
| Aug 10 | Aug 11 | Cumberland Pharmaceuticals Inc.
(CPIX)
| Pharmaceuticals Manufacturers | UBS Securities LLC | 5/17
(29%)
| $17.00 | $17.06 | $16.83 | $15.70 |
|
| Aug 5 | Aug 6 | CDC Software Corporation
(CDCS)
| Enterprise Resource Planning Software | Lazard Capital Markets LLC | 5/5
(100%)
| $12.00 | $12.00 | $9.99 | $9.60 |
|
| Aug 5 | Aug 6 | Avago Technologies Limited
(AVGO)
| Analog Chips | Deutsche Bank Securities Inc. | 43/236
(18%)
| $15.00 | $16.20 | $16.18 | $15.26 |
|
| Jul 29 | Jul 30 | PennyMac Mortgage Investment Trust
(PMT)
| Mortgage & Investment REITs | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 16/21
(76%)
| $20.00 | $19.00 | $19.10 | $17.52 |
|
| Jul 29 | Jul 30 | Globe Specialty Metals, Inc.
(GSM)
| Industrial Metals & Minerals | Credit Suisse Securities (USA) LLC | 14/73
(19%)
| $7.00 | $7.00 | $7.09 | $8.75 |
|
| Jun 30 | Jul 1 | LogMeIn, Inc.
(LOGM)
| Networking & Connectivity Software | J.P. Morgan Securities Inc. | 7/21
(31%)
| $16.00 | $20.00 | $20.02 | $16.96 |
|
