| Recent IPOs: Oct 2004 - Dec 2004 |
| Pricing Date | Date Went Public | Name (Ticker) | Industry | Lead Underwriter | Shares Offered/ Outstanding (share%) | Offer Price | Open Price
| 1st Day Close | Last Close Price |
| Dec 16 | Dec 17 | Warren Resources, Inc.
(WRES)
| Oil & Gas Exploration & Production | KeyBanc Capital Markets, a division of McDonald Investments Inc. | 6/29
(20%)
| $7.50 | $10.00 | $9.20 | $2.40 |
|
| Dec 16 | Dec 17 | MHI Hospitality Corporation
(MDH)
| Hotel & Motel REITs | BB&T Capital Markets, a Division of Scott & Stringfellow, Inc. | 6/6
(100%)
| $10.00 | $9.85 | $10.00 | $1.58 |
|
| Dec 15 | Dec 16 | Interline Brands, Inc.
(IBI)
| Building Materials Retail & Distribution | Credit Suisse First Boston LLC | 13/32
(39%)
| $15.00 | $15.00 | $17.30 | $17.02 |
|
| Dec 16 | Dec 16 | Otelco Inc.
(OTT)
| Local Exchange Carriers | CIBC World Markets Corp. | 9/10
(90%)
| $15.20 | $15.35 | $15.25 | $13.95 |
|
| Dec 15 | Dec 16 | Macquarie Infrastructure Company LLC
(MIC)
| Airport Management Services | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 21/23
(91%)
| $25.00 | $26.65 | $27.80 | $9.07 |
|
| Dec 15 | Dec 16 | Herbalife Ltd.
(HLF)
| Vitamins, Nutritionals & Other Health-Related Products | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 15/66
(22%)
| $14.00 | $14.00 | $14.75 | $42.40 |
|
| Dec 16 | Dec 16 | Arbinet Corporation
(ARBX)
| Telecommunications Services | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7/24
(27%)
| $17.50 | $26.85 | $29.00 | $2.18 |
|
| Dec 15 | Dec 16 | Advance America, Cash Advance Centers, Inc.
(AEA)
| Cash Lending | Morgan Stanley & Co. Incorporated | 22/84
(26%)
| $15.00 | $20.50 | $20.90 | $6.24 |
|
| Dec 14 | Dec 15 | The9 Limited
(NCTY)
| Internet Content Providers | Bear, Stearns & Co. Inc. | 6/23
(26%)
| $17.00 | $19.00 | $21.00 | $7.49 |
|
| Dec 14 | Dec 15 | Las Vegas Sands Corp.
(LVS)
| Gambling Resorts & Casinos | Goldman, Sachs & Co. | 24/351
(7%)
| $29.00 | $36.01 | $46.56 | $16.35 |
|
| Dec 14 | Dec 15 | Great Wolf Resorts, Inc.
(WOLF)
| Leisure | Citigroup Global Markets Inc. | 14/28
(50%)
| $17.00 | $23.00 | $21.00 | $2.76 |
|
| Dec 14 | Dec 15 | Cascade Microtech, Inc.
(CSCD)
| Semiconductor Equipment & Materials | Lehman Brothers Inc. | 5/11
(49%)
| $14.00 | $14.43 | $13.75 | $4.95 |
|
| Dec 13 | Dec 14 | Orange 21 Inc.
(ORNG)
| Eyewear Manufacturers | Roth Capital Partners, LLC | 3/7
(47%)
| $8.75 | $9.65 | $10.00 | $0.71 |
|
| Dec 13 | Dec 14 | BlueLinx Holdings Inc.
(BXC)
| Building Materials Retail & Distribution | Goldman, Sachs & Co. | 10/30
(32%)
| $13.50 | $13.50 | $13.50 | $2.95 |
|
| Dec 13 | Dec 14 | Comstock Homebuilding Companies, Inc.
(CHCI)
| Residential Construction | BB&T Capital Markets, a Division of Scott & Stringfellow, Inc. | 4/11
(34%)
| $16.00 | $19.00 | $16.75 | $0.79 |
|
| Dec 13 | Dec 14 | Knoll, Inc.
(KNL)
| Office & Business Furniture, Fixtures & Equipment | Goldman, Sachs & Co. | 11/46
(24%)
| $15.00 | $16.30 | $17.10 | $9.41 |
|
| Dec 9 | Dec 10 | Bill Barrett Corporation
(BBG)
| Oil & Gas Exploration & Production | Goldman, Sachs & Co. | 12/40
(30%)
| $25.00 | $27.50 | $29.05 | $29.01 |
|
| Dec 9 | Dec 10 | Market Leader, Inc.
(LEDR)
| Internet Content Providers | Credit Suisse First Boston LLC | 6/25
(25%)
| $15.00 | $18.00 | $15.74 | $1.90 |
|
| Dec 8 | Dec 9 | OccuLogix, Inc.
(OCCX)
| Medical Equipment & Supplies | Citigroup Global Markets Inc. | 8/42
(20%)
| $12.00 | $12.50 | $11.98 | $1.12 |
|
| Dec 8 | Dec 9 | Symmetry Medical Inc.
(SMA)
| Medical Devices | Banc of America Securities LLC | 8/33
(24%)
| $15.00 | $17.25 | $18.60 | $8.16 |
|
| Dec 2 | Dec 3 | Ninetowns Internet Technology Group Company Limited
(NINE)
| Content & Document Management Software | J.P. Morgan Securities Inc. | 10/34
(28%)
| $11.00 | $13.10 | $11.40 | $1.61 |
|
| Nov 18 | Nov 19 | Monolithic Power Systems, Inc.
(MPWR)
| Analog Chips | Goldman, Sachs & Co. | 6/23
(24%)
| $8.50 | $9.06 | $8.50 | $21.76 |
|
| Nov 17 | Nov 18 | Specialty Underwriters' Alliance, Inc.
(SUAI)
| Commercial Insurance | Friedman, Billings, Ramsey & Co., Inc. | 13/14
(88%)
| $9.50 | $9.91 | $9.57 | $6.62 |
|
| Nov 17 | Nov 18 | Iowa Telecommunications Services, Inc.
(IWA)
| Local Exchange Carriers | Morgan Stanley & Co. Incorporated | 16/31
(51%)
| $19.00 | $20.58 | $20.80 | $12.46 |
|
| Nov 10 | Nov 11 | Nalco Holding Company
(NLC)
| Specialty Chemical Manufacturing | Goldman, Sachs & Co. | 44/141
(31%)
| $15.00 | $15.15 | $16.20 | $24.13 |
|
| Nov 10 | Nov 11 | Ormat Technologies, Inc.
(ORA)
| Alternative Energy Sources | Lehman Brothers Inc. | 6/31
(20%)
| $15.00 | $15.20 | $15.67 | $40.56 |
|
| Nov 10 | Nov 10 | ZipRealty, Inc.
(ZIPR)
| Residential Real Estate Brokerage | UBS Securities LLC | 5/19
(24%)
| $13.00 | $17.00 | $16.30 | $4.10 |
|
| Nov 9 | Nov 9 | Copano Energy, L.L.C.
(CPNO)
| Natural Gas Pipelines | RBC Capital Markets Corporation | 5/11
(47%)
| $20.00 | $23.00 | $22.70 | $19.59 |
|
| Nov 5 | Nov 5 | MarketAxess Holdings Inc.
(MKTX)
| Fixed-Income Trading | Credit Suisse First Boston LLC | 5/22
(23%)
| $11.00 | $12.75 | $17.49 | $12.64 |
|
| Oct 28 | Oct 28 | eLong, Inc.
(LONG)
| Travel Agencies & Services | Deutsche Bank Securities Inc. | 9/29
(32%)
| $13.50 | $22.00 | $14.40 | $16.45 |
|
| Oct 28 | Oct 28 | Calamos Asset Management, Inc.
(CLMS)
| Mutual Fund Management | Citigroup Global Markets Inc. | 20/23
(88%)
| $18.00 | $18.00 | $19.92 | $11.18 |
|
| Oct 27 | Oct 28 | Build-A-Bear Workshop, Inc.
(BBW)
| Toys & Games Retail | Credit Suisse First Boston LLC | 7/20
(35%)
| $20.00 | $27.00 | $25.05 | $4.55 |
|
| Oct 28 | Oct 28 | DreamWorks Animation SKG Inc.
(DWA)
| Motion Picture Production & Distribution | Goldman, Sachs & Co. | 29/106
(27%)
| $28.00 | $39.50 | $38.75 | $32.58 |
|
| Oct 26 | Oct 26 | Digital Realty Trust, Inc.
(DLR)
| Industrial REITs | Citigroup Global Markets Inc. | 20/53
(38%)
| $12.00 | $12.00 | $12.00 | $47.29 |
|
| Oct 26 | Oct 26 | NorthStar Realty Finance Corp.
(NRF)
| Mortgage & Investment REITs | Friedman, Billings, Ramsey & Co., Inc. | 20/20
(100%)
| $9.00 | $8.90 | $8.75 | $3.45 |
|
| Oct 21 | Oct 22 | U-Store-It Trust
(YSI)
| Industrial REITs | Lehman Brothers Inc. | 25/34
(72%)
| $16.00 | $17.00 | $16.73 | $6.13 |
|
| Oct 20 | Oct 21 | SmartPros Ltd.
(SPRO)
| Education & Training Services | Paulson Investment Company, Inc. | 2/5
(41%)
| $12.75 | $12.75 | $13.00 | $3.70 |
|
| Oct 21 | Oct 21 | Telvent GIT, S.A.
(TLVT)
| Information Technology Services | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 9/29
(30%)
| $9.00 | $9.05 | $9.02 | $30.75 |
|
| Oct 20 | Oct 21 | Sunstone Hotel Investors, Inc.
(SHO)
| Hotel & Motel REITs | Citigroup Global Markets Inc. | 21/38
(56%)
| $17.00 | $17.00 | $17.00 | $7.43 |
|
| Oct 20 | Oct 21 | Tower Group, Inc.
(TWGP)
| Commercial Insurance | Friedman, Billings, Ramsey & Co., Inc. | 13/19
(68%)
| $8.50 | $8.74 | $8.95 | $24.23 |
|
| Oct 19 | Oct 19 | Local.com Corporation
(LOCM)
| Advertising & Marketing | Roth Capital Partners, LLC | 3/6
(47%)
| $8.00 | $8.30 | $7.65 | $5.30 |
|
| Oct 15 | Oct 15 | China Finance Online Co. Limited
(JRJC)
| Internet Content Providers | J.P. Morgan Securities Inc. | 6/99
(6%)
| $13.00 | $15.50 | $11.70 | $9.00 |
|
| Oct 8 | Oct 14 | Hutchison Telecommunications International Limited
(HTX)
| Wireless Network Operators | Goldman Sachs (Asia) L.L.C. | 69/--
(--)
| $11.67 | $11.35 | $11.26 | $3.01 |
|
| Oct 9 | Oct 10 | Huron Consulting Group Inc.
(HURN)
| Consulting | UBS Securities LLC | 5/16
(31%)
| $15.50 | $18.50 | $18.90 | $23.15 |
|
| Oct 7 | Oct 8 | B&G Foods, Inc.
(BGF)
| Sauces & Condiments | RBC Capital Markets | 17/30
(58%)
| $15.00 | $15.05 | $15.00 | $15.16 |
|
| Oct 7 | Oct 7 | Thomas Properties Group, Inc.
(TPGI)
| Commercial Property Investment | Friedman, Billings, Ramsey & Co., Inc. | 14/33
(43%)
| $12.00 | $12.02 | $12.06 | $2.92 |
|
| Oct 7 | Oct 7 | New York & Company, Inc.
(NWY)
| Apparel & Accessories Retail | Bear, Stearns & Co. Inc. | 10/52
(19%)
| $17.00 | $19.00 | $19.30 | $4.41 |
|
| Oct 4 | Oct 5 | Theravance, Inc.
(THRX)
| Biopharmaceuticals & Biotherapeutics | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 5/42
(12%)
| $16.00 | $19.00 | $17.85 | $14.04 |
|
| Oct 4 | Oct 5 | Texas Roadhouse, Inc.
(TXRH)
| Casual Dining Restaurants | Banc of America Securities LLC | 9/33
(26%)
| $21.50 | $21.50 | $22.46 | $10.49 |
|
