| Recent IPOs: Jul 2004 - Sep 2004 |
| Pricing Date | Date Went Public | Name (Ticker) | Industry | Lead Underwriter | Shares Offered/ Outstanding (share%) | Offer Price | Open Price
| 1st Day Close | Last Close Price |
| Sep 30 | Sep 30 | Primus Guaranty, Ltd.
(PRS)
| Credit Insurance | Lehman Brothers Inc. | 10/43
(24%)
| $13.50 | $13.50 | $13.50 | $3.60 |
|
| Sep 30 | Sep 30 | CallWave, Inc.
(CALL)
| Messaging Services Providers | Deutsche Bank Securities Inc. | 4/19
(21%)
| $10.00 | $11.30 | $9.55 | $1.55 |
|
| Sep 29 | Sep 29 | 51job, Inc.
(JOBS)
| Newspaper Publishing | Morgan Stanley & Co. International Limited | 5/54
(10%)
| $14.00 | $18.98 | $21.15 | $18.00 |
|
| Sep 29 | Sep 29 | Ness Technologies, Inc.
(NSTC)
| Information Technology Services | Lehman Brothers Inc. | 12/31
(38%)
| $12.00 | $12.01 | $12.60 | $5.38 |
|
| Sep 29 | Sep 29 | CPFL Energia S.A.
(CPL)
| Electric Utilities | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 47/451
(11%)
| $18.00 | $18.00 | $18.00 | $57.93 |
|
| Sep 24 | Sep 24 | Cogent, Inc.
(COGT)
| Integrated Security Systems | Morgan Stanley & Co. Incorporated | 18/78
(23%)
| $12.00 | $16.02 | $17.98 | $8.90 |
|
| Sep 23 | Sep 23 | Beacon Roofing Supply, Inc.
(BECN)
| Building Materials Retail & Distribution | J.P. Morgan Securities Inc. | 14/26
(51%)
| $13.00 | $14.51 | $15.99 | $15.60 |
|
| Sep 15 | Sep 15 | StoneMor Partners L.P.
(STON)
| Death Care Products & Services | Lehman Brothers Inc. | 4/4
(87%)
| $20.50 | $22.40 | $21.60 | $17.80 |
|
| Aug 15 | Aug 16 | Google Inc.
(GOOG)
| Internet Search & Navigation Services | Morgan Stanley & Co. Incorporated | 20/271
(7%)
| $85.00 | $100.00 | $100.33 | -- |
|
| Aug 12 | Aug 13 | Cohen & Steers, Inc.
(CNS)
| Institutional Asset Management | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 8/34
(22%)
| $13.00 | $13.11 | $13.00 | $20.30 |
|
| Aug 12 | Aug 12 | EuroBancshares, Inc.
(EUBK)
| Regional Banks & Thrifts | Keefe, Bruyette & Woods, Inc. | 4/19
(21%)
| $14.00 | $14.75 | $15.90 | $0.66 |
|
| Aug 12 | Aug 12 | Stereotaxis, Inc.
(STXS)
| Medical Devices | Goldman, Sachs & Co. | 5/26
(19%)
| $8.00 | $8.00 | $7.82 | $3.91 |
|
| Aug 12 | Aug 12 | American Campus Communities, Inc.
(ACC)
| Residential REITs | Citigroup Global Markets Inc. | 12/12
(99%)
| $17.50 | $17.50 | $17.50 | $26.71 |
|
| Aug 11 | Aug 11 | Westlake Chemical Corporation
(WLK)
| Basic and Intermediate Chemical & Petrochemical Manufacturing | Credit Suisse First Boston LLC | 12/63
(19%)
| $14.50 | $14.50 | $14.65 | $27.00 |
|
| Aug 11 | Aug 11 | Kite Realty Group Trust
(KRG)
| Retail REITs | Lehman Brothers Inc. | 16/25
(64%)
| $13.00 | $13.00 | $13.00 | $3.13 |
|
| Aug 9 | Aug 10 | WPT Enterprises, Inc.
(WPTE)
| Television Production & Distribution | Feltl and Company | 4/19
(21%)
| $8.00 | $9.15 | $6.86 | $1.17 |
|
| Aug 9 | Aug 9 | Extra Space Storage Inc.
(EXR)
| Industrial REITs | UBS Securities LLC | 20/31
(65%)
| $12.50 | $12.76 | $12.50 | $11.18 |
|
| Aug 6 | Aug 6 | Syneron Medical Ltd.
(ELOS)
| Medical Equipment & Supplies | Citigroup Global Markets Inc. | 6/22
(25%)
| $12.00 | $12.00 | $10.75 | $10.21 |
|
| Aug 6 | Aug 6 | BioMed Realty Trust, Inc.
(BMR)
| Industrial REITs | Raymond James & Associates, Inc. | 27/27
(99%)
| $15.00 | $16.00 | $15.90 | $13.93 |
|
| Aug 5 | Aug 5 | RightNow Technologies, Inc.
(RNOW)
| Customer Relationship Management, Marketing & Sales Software | Morgan Stanley & Co. Incorporated | 6/28
(22%)
| $7.00 | $7.02 | $7.00 | $15.03 |
|
| Aug 5 | Aug 5 | Commercial Vehicle Group, Inc.
(CVGI)
| Auto Parts Manufacturing | Credit Suisse First Boston LLC | 9/--
(--)
| $13.00 | $13.00 | $13.10 | $5.32 |
|
| Jul 28 | Jul 30 | Volterra Semiconductor Corporation
(VLTR)
| Analog Chips | Goldman, Sachs & Co. | 5/23
(19%)
| $8.00 | $8.10 | $8.08 | $16.88 |
|
| Jul 28 | Jul 30 | EnerSys Inc.
(ENS)
| Power Generation & Storage | Morgan Stanley & Co. Incorporated | 13/46
(27%)
| $12.50 | $12.50 | $12.50 | $23.67 |
|
| Jul 28 | Jul 28 | Gramercy Capital Corp.
(GKK)
| Mortgage & Investment REITs | Wachovia Capital Markets, LLC | 13/13
(94%)
| $15.00 | $15.00 | $15.00 | $2.97 |
|
| Jul 28 | Jul 28 | MannKind Corporation
(MNKD)
| Biopharmaceuticals & Biotherapeutics | UBS Securities LLC | 6/32
(19%)
| $14.00 | $15.49 | $14.08 | $6.88 |
|
| Jul 26 | Prospect Capital Corporation
(PSEC)
| Investment Firms | Ferris, Baker Watts Incorporated | 12/12
(100%)
| -- | -- | -- | $11.15 |
|
| Jul 23 | Jul 23 | Auxilium Pharmaceuticals, Inc.
(AUXL)
| Pharmaceuticals Manufacturers | Deutsche Bank Securities Inc. | 6/21
(27%)
| $7.50 | $7.60 | $7.20 | $35.30 |
|
| Jul 23 | Jul 23 | TOP Ships Inc.
(TOPS)
| Marine Shipping | Cantor Fitzgerald & Co. | 13/18
(73%)
| $11.00 | $11.00 | $10.60 | $1.00 |
|
| Jul 22 | Jul 22 | Bucyrus International, Inc.
(BUCY)
| Construction, Mining & Other Heavy Equipment Manufacturing | Goldman, Sachs & Co. | 11/11
(95%)
| $18.00 | $20.15 | $22.50 | $51.68 |
|
| Jul 21 | Jul 22 | Idenix Pharmaceuticals, Inc.
(IDIX)
| Biopharmaceuticals & Biotherapeutics | Goldman, Sachs & Co. | 6/48
(12%)
| $14.00 | $14.00 | $13.45 | $1.90 |
|
| Jul 16 | Jul 22 | LG Display Co., Ltd.
(LPL)
| Display Components | Morgan Stanley & Co. Incorporated | 24/--
(--)
| $15.00 | $14.40 | $14.05 | $14.07 |
|
| Jul 22 | Jul 22 | Blackbaud, Inc.
(BLKB)
| Financial Services, Legal & Government Software | J.P. Morgan Securities Inc. | 9/42
(22%)
| $8.00 | $8.35 | $8.55 | $22.09 |
|
| Jul 22 | Jul 22 | NeuroMetrix, Inc.
(NURO)
| Medical Equipment & Supplies | Punk, Ziegel & Company | 3/12
(26%)
| $8.00 | $8.11 | $8.05 | $2.46 |
|
| Jul 20 | Jul 20 | McCormick & Schmick's Seafood Restaurants, Inc.
(MSSR)
| Casual Dining Restaurants | Banc of America Securities LLC | 6/14
(44%)
| $12.00 | $12.03 | $12.34 | $6.37 |
|
| Jul 16 | Jul 16 | QC Holdings, Inc.
(QCCO)
| Cash Lending | Ferris, Baker Watts Incorporated | 5/20
(25%)
| $14.00 | $14.50 | $15.20 | $5.75 |
|
| Jul 14 | Jul 15 | Phase Forward Incorporated
(PFWD)
| Content & Document Management Software | Thomas Weisel Partners LLC | 5/31
(17%)
| $7.50 | $8.75 | $9.35 | $16.16 |
|
| Jul 13 | Jul 13 | Domino's Pizza, Inc.
(DPZ)
| Fast-Food & Quick-Service Restaurants | J.P. Morgan Securities Inc. | 24/66
(37%)
| $14.00 | $14.00 | $13.50 | $7.99 |
|
| Jul 9 | Jul 9 | Affirmative Insurance Holdings, Inc.
(AFFM)
| Auto & Other Vehicle Insurance | Piper Jaffray & Co. | 8/16
(51%)
| $14.00 | $14.00 | $14.02 | $4.11 |
|
| Jul 9 | Jul 9 | NetLogic Microsystems, Inc.
(NETL)
| Networking Chips | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 6/19
(31%)
| $12.00 | $12.30 | $11.51 | $41.43 |
|
| Jul 9 | Jul 9 | KongZhong Corporation
(KONG)
| Information Collection & Delivery | UBS AG | 10/34
(29%)
| $10.00 | $10.25 | $10.10 | $14.27 |
|
| Jul 8 | Jul 8 | Holly Energy Partners, L.P.
(HEP)
| Refined Petroleum Pipelines | Goldman, Sachs & Co. | 6/7
(87%)
| $22.25 | $23.50 | $24.55 | $36.76 |
|
| Jul 1 | Jul 1 | WellCare Health Plans, Inc.
(WCG)
| Health Care Plans | Morgan Stanley & Co. Incorporated | 7/37
(20%)
| $17.00 | $19.30 | $19.53 | $33.92 |
|
