| Recent IPOs: Jan 2004 - Mar 2004 |
| Pricing Date | Date Went Public | Name (Ticker) | Industry | Lead Underwriter | Shares Offered/ Outstanding (share%) | Offer Price | Open Price
| 1st Day Close | Last Close Price |
| Mar 30 | Mar 31 | Cutera, Inc.
(CUTR)
| Medical Equipment & Supplies | Piper Jaffray & Co. | 4/10
(35%)
| $14.00 | $14.59 | $14.00 | $9.03 |
|
| Mar 25 | Mar 26 | Anadys Pharmaceuticals, Inc.
(ANDS)
| Biopharmaceuticals & Biotherapeutics | SG Cowen Securities Corporation | 6/21
(29%)
| $7.00 | $7.14 | $7.06 | $2.19 |
|
| Mar 24 | Mar 25 | Ultra Clean Holdings, Inc.
(UCTT)
| Semiconductor Equipment & Materials | Credit Suisse First Boston LLC | 6/16
(37%)
| $7.00 | $7.01 | $7.50 | $6.20 |
|
| Mar 22 | Mar 23 | Hornbeck Offshore Services, Inc.
(HOS)
| Marine Shipping | Goldman, Sachs & Co. | 6/21
(29%)
| $13.00 | $13.25 | $13.25 | $23.95 |
|
| Mar 18 | Mar 19 | CapLease, Inc.
(LSE)
| Mortgage & Investment REITs | Friedman, Billings, Ramsey & Co., Inc. | 20/24
(82%)
| $10.50 | $12.95 | $13.41 | $4.26 |
|
| Mar 14 | Mar 17 | Semiconductor Manufacturing International Corporation
(SMI)
| Design, Foundry & Packaging Services | Credit Suisse First Boston LLC | 86/364
(24%)
| $17.50 | $17.50 | $15.52 | $3.13 |
|
| Mar 16 | Mar 17 | Alesco Financial Inc.
(AFN)
| Mortgage & Investment REITs | W.R. Hambrecht & Company, LLC | 10/12
(82%)
| $13.00 | $12.75 | $12.75 | $0.72 |
|
| Mar 16 | Mar 16 | Cyclacel Pharmaceuticals, Inc.
(CYCC)
| Biopharmaceuticals & Biotherapeutics | Piper Jaffray & Co. | 4/15
(27%)
| $8.00 | $8.50 | $7.31 | $0.82 |
|
| Mar 15 | Mar 16 | TNS, Inc.
(TNS)
| Electronic Communications Networks | J.P. Morgan Securities, Inc. | 4/27
(17%)
| $18.00 | $18.50 | $18.00 | $25.88 |
|
| Mar 3 | Mar 4 | Linktone Ltd.
(LTON)
| Wireless Communications Services | Credit Suisse First Boston LLC | 6/25
(25%)
| $14.00 | $19.00 | $17.42 | $2.16 |
|
| Mar 30 | Mar 1 | Marchex, Inc.
(MCHX)
| Internet Search & Navigation Services | National Securities Corporation | 4/24
(16%)
| $6.50 | $7.52 | $8.88 | $4.62 |
|
| Feb 23 | Feb 24 | Kinetic Concepts, Inc.
(KCI)
| Medical Equipment & Supplies | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 18/65
(28%)
| $30.00 | $33.00 | $40.40 | $34.22 |
|
| Feb 18 | Feb 19 | Dynavax Technologies Corporation
(DVAX)
| Biopharmaceuticals & Biotherapeutics | Bear, Stearns & Co. Inc. | 6/24
(25%)
| $7.50 | $8.30 | $9.40 | $1.33 |
|
| Feb 11 | Feb 12 | Hilltop Holdings Inc.
(HTH)
| Property & Casualty Insurance | Citigroup Global Markets Inc. | 25/43
(58%)
| $19.00 | $19.10 | $19.00 | $12.17 |
|
| Feb 8 | Feb 9 | Atheros Communications, Inc.
(ATHR)
| Networking Chips | Morgan Stanley & Co. Incorporated | 9/45
(20%)
| $14.00 | $18.75 | $17.60 | $28.35 |
|
| Feb 5 | Feb 6 | Entorian Technologies Inc.
(ENTN)
| Memory Chips & Modules | Morgan Stanley & Co. Incorporated | 10/50
(20%)
| $13.00 | $14.48 | $14.88 | $4.72 |
|
| Feb 4 | Feb 5 | Assurant, Inc.
(AIZ)
| Property & Casualty Insurance | Morgan Stanley & Co. Incorporated | 80/145
(55%)
| $22.00 | $23.75 | $24.70 | $31.36 |
|
| Feb 5 | Feb 5 | Asset Acceptance Capital Corp.
(AACC)
| Collections | Bear, Stearns & Co. Inc. | 8/37
(22%)
| $15.00 | $16.66 | $16.68 | $5.78 |
|
| Feb 5 | Feb 5 | Bakers Footwear Group, Inc.
(BKRS)
| Footwear & Related Products Retail | Ryan Beck & Co., Inc. | 2/5
(38%)
| $7.75 | $8.70 | $8.29 | $0.73 |
|
| Feb 2 | Feb 3 | GTx, Inc.
(GTXI)
| Pharmaceuticals Manufacturers | Goldman, Sachs & Co. | 5/25
(22%)
| $14.50 | $15.27 | $12.90 | $3.63 |
|
| Feb 2 | Feb 3 | TRW Automotive Holdings Corp.
(TRW)
| Auto Parts Manufacturing | Goldman, Sachs & Co. | 24/99
(24%)
| $28.00 | $27.35 | $27.10 | $22.47 |
|
| Jan 23 | Jan 27 | Portec Rail Products, Inc.
(PRPX)
| Rail & Trucking Equipment Manufacturing | Ferris, Baker Watts Incorporated | 2/9
(23%)
| $10.00 | $9.90 | $9.50 | $9.19 |
|
| Jan 12 | Jan 13 | Crosstex Energy, Inc.
(XTXI)
| Natural Gas Gathering & Processing Systems | A.G. Edwards & Sons, Inc. | 2/12
(20%)
| $19.50 | $23.25 | $25.40 | $4.93 |
|
| Jan 9 | Jan 9 | K-Sea Transportation Partners L.P.
(KSP)
| Deep Sea Shipping | Lehman Brothers Inc. | 4/4
(87%)
| $23.50 | $26.20 | $27.09 | $10.75 |
|
