| Recent IPOs: Oct 1999 - Dec 1999 |
| Pricing Date | Date Went Public | Name (Ticker) | Industry | Lead Underwriter | Shares Offered/ Outstanding (share%) | Offer Price | Open Price
| 1st Day Close | Last Close Price |
| Dec 29 | Dec 30 | MutualFirst Financial, Inc.
(MFSF)
| Regional Banks & Thrifts | Charles Webb & Company | 6/6
(92%)
| $10.00 | $9.94 | $9.63 | $6.90 |
|
| Dec 15 | Dec 16 | Maxygen, Inc.
(MAXY)
| Biopharmaceuticals & Biotherapeutics | Goldman, Sachs & Co. | 6/29
(20%)
| $16.00 | $36.00 | $42.06 | $5.71 |
|
| Dec 14 | Dec 15 | Caliper Life Sciences, Inc.
(CALP)
| Biotechnology Research Equipment | Credit Suisse First Boston | 5/20
(22%)
| $16.00 | $30.00 | $39.25 | $2.62 |
|
| Dec 13 | Dec 14 | Catalyst Health Solutions, Inc.
(CHSI)
| Prescription Benefits Management | Warburg Dillon Read LLC | 6/28
(20%)
| $11.00 | $10.63 | $9.00 | $34.95 |
|
| Dec 10 | Dec 10 | BGC Partners, Inc.
(BGCP)
| Fixed-Income Trading | Warburg Dillon Read LLC | 9/50
(18%)
| $22.00 | $33.00 | $43.94 | $4.41 |
|
| Dec 9 | Dec 9 | SourceForge, Inc.
(LNUX)
| Retail | Credit Suisse First Boston | 4/40
(11%)
| $30.00 | $299.00 | $239.25 | $1.20 |
|
| Dec 7 | Dec 7 | Workstream Inc.
(WSTM)
| Human Resources & Workforce Management Software | Whale Securities Co., L.P. | 2/7
(33%)
| $6.00 | $9.50 | $8.56 | $0.30 |
|
| Dec 6 | Dec 7 | Harris Interactive Inc.
(HPOL)
| Market Research Services | Lehman Brothers | 6/31
(18%)
| $14.00 | $20.50 | $20.06 | $1.07 |
|
| Dec 1 | Dec 2 | PFSweb, Inc.
(PFSW)
| Computer Products Distribution & Support | Hambrecht & Quist | 3/17
(18%)
| $17.00 | $35.00 | $44.13 | $1.34 |
|
| Dec 1 | Dec 2 | The Knot, Inc.
(KNOT)
| Internet Content Providers | Credit Suisse First Boston | 4/14
(25%)
| $10.00 | $13.25 | $15.00 | $9.61 |
|
| Nov 22 | Nov 23 | The Management Network Group, Inc.
(TMNG)
| Consulting | Hambrecht & Quist | 5/27
(17%)
| $17.00 | $25.00 | $29.94 | $0.44 |
|
| Nov 22 | Nov 23 | OpenTV Corp.
(OPTV)
| Messaging, Conferencing & Communications Software | Merrill Lynch & Co. | 8/44
(17%)
| $20.00 | $56.00 | $62.75 | $1.54 |
|
| Nov 19 | Nov 19 | Intelli-Check - Mobilisa, Inc.
(IDN)
| Point-Of-Sale & Electronic Retail Systems | GunnAllen Financial, Inc. | 1/6
(16%)
| $7.50 | $11.00 | $10.38 | $1.26 |
|
| Nov 18 | Nov 19 | Blue Coat Systems, Inc.
(BCSI)
| Network Security Devices | Morgan Stanley Dean Witter | 6/33
(17%)
| $24.00 | $110.00 | $126.38 | $25.67 |
|
| Nov 17 | Nov 18 | Agilent Technologies, Inc.
(A)
| Electronic Test & Measurement Instruments | Morgan Stanley Dean Witter | 65/445
(15%)
| $30.00 | $45.50 | $42.38 | $29.24 |
|
| Nov 17 | Nov 18 | Alaska Communications Systems Group, Inc.
(ALSK)
| Local Exchange Carriers | Goldman, Sachs & Co. | 10/32
(31%)
| $14.00 | $14.75 | $14.13 | $7.45 |
|
| Nov 14 | Nov 15 | Symyx Technologies, Inc.
(SMMX)
| Engineering, Scientific & CAD/CAM Software | Credit Suisse First Boston | 6/29
(19%)
| $14.00 | $19.25 | $22.44 | $4.32 |
|
| Nov 13 | Nov 14 | Rainmaker Systems, Inc.
(RMKR)
| Advertising & Marketing | Donaldson, Lufkin & Jenrette Securities Corporation | 5/38
(13%)
| $8.00 | $10.25 | $18.50 | $1.40 |
|
| Nov 12 | Nov 12 | Immersion Corporation
(IMMR)
| Computer Input Devices & Speakers | Hambrecht & Quist | 4/15
(28%)
| $12.00 | $15.88 | $18.63 | $4.08 |
|
| Nov 11 | Nov 12 | Rudolph Technologies, Inc.
(RTEC)
| Semiconductor Equipment & Materials | Robertson, Stephens & Company | 5/14
(34%)
| $16.00 | $20.00 | $22.94 | $6.99 |
|
| Nov 11 | Nov 12 | Finisar Corporation
(FNSR)
| Optical Switching & Transmission Components | Merrill Lynch & Co. | 8/50
(16%)
| $19.00 | $95.00 | $86.88 | $9.26 |
|
| Nov 10 | Nov 11 | SonicWALL, Inc.
(SNWL)
| Network Security Devices | Bear, Stearns & Co. Inc. | 4/24
(17%)
| $14.00 | $36.81 | $26.06 | $8.04 |
|
| Nov 9 | Nov 10 | United Parcel Service, Inc.
(UPS)
| Express Delivery Services | Morgan Stanley Dean Witter | 109/1,203
(9%)
| $50.00 | $65.00 | $67.38 | $57.92 |
|
| Nov 9 | Nov 10 | iBasis, Inc.
(IBAS)
| Long-distance Carriers | Robertson, Stephens & Company | 7/30
(22%)
| $16.00 | $35.00 | $40.25 | $3.00 |
|
| Nov 8 | Nov 9 | Charter Communications, Inc.
(CHTR)
| Cable TV System Operators | Goldman, Sachs & Co. | 170/170
(100%)
| $19.00 | $21.50 | $22.75 | $0.02 |
|
| Nov 6 | Nov 7 | Expedia, Inc.
(EXPE)
| Travel Agencies & Services | Goldman, Sachs & Co. | 5/38
(14%)
| $14.00 | $37.00 | $53.44 | $25.57 |
|
| Nov 4 | Nov 5 | Kratos Defense & Security Solutions, Inc.
(KTOS)
| Information Technology Services | Credit Suisse First Boston | 4/39
(10%)
| $15.00 | $37.50 | $62.00 | $10.58 |
|
| Nov 4 | Nov 5 | Collectors Universe, Inc.
(CLCT)
| Business Services | Needham & Company, Inc. | 4/24
(16%)
| $6.00 | $6.25 | $6.00 | $9.00 |
|
| Nov 2 | Nov 3 | THOMSON
(TMS)
| Film & Video | Goldman, Sachs & Co. | 21/--
(--)
| $22.59 | $28.75 | $32.75 | $1.58 |
|
| Oct 28 | Oct 29 | Chartered Semiconductor Manufacturing Ltd.
(CHRT)
| Design, Foundry & Packaging Services | Salomon Smith Barney | 23/125
(18%)
| $20.00 | $29.25 | $33.19 | $19.19 |
|
| Oct 28 | Oct 29 | Plug Power Inc.
(PLUG)
| Power Generation & Storage | Goldman, Sachs & Co. | 6/42
(14%)
| $15.00 | $15.75 | $16.00 | $0.81 |
|
| Oct 28 | Oct 29 | Gaiam, Inc.
(GAIA)
| Sporting & Recreational Equipment Retail | Tucker Anthony Cleary Gull | 2/11
(16%)
| $5.00 | $5.50 | $6.38 | $7.43 |
|
| Oct 29 | Oct 29 | Akamai Technologies, Inc.
(AKAM)
| Computer Services | Morgan Stanley Dean Witter | 9/90
(10%)
| $26.00 | $110.00 | $145.19 | $24.27 |
|
| Oct 27 | Oct 28 | Spanish Broadcasting System, Inc.
(SBSA)
| Radio Broadcasting & Programming | Lehman Brothers | 22/57
(38%)
| $20.00 | $26.06 | $27.75 | $0.68 |
|
| Oct 27 | Oct 27 | Partner Communications Company Ltd.
(PTNR)
| Wireless Communications Services | Morgan Stanley Dean Witter | 39/182
(21%)
| $13.50 | $15.00 | $16.19 | $18.27 |
|
| Oct 26 | Oct 27 | Southern First Bancshares Inc.
(SFST)
| Regional Banks & Thrifts | Wachovia Securities, Inc. | 1/1
(100%)
| $10.00 | $10.50 | $10.50 | $6.10 |
|
| Oct 25 | Oct 25 | ECtel Ltd.
(ECTX)
| Messaging, Conferencing & Communications Software | Hambrecht & Quist | 4/16
(22%)
| $12.00 | $12.06 | $12.00 | $1.25 |
|
| Oct 21 | Oct 22 | NaviSite, Inc.
(NAVI)
| Information Technology Services | BancBoston Robertson Stephens | 6/27
(20%)
| $14.00 | $29.50 | $34.63 | $1.92 |
|
| Oct 21 | Oct 22 | Sycamore Networks, Inc.
(SCMR)
| Optical Switching & Transmission Equipment | Morgan Stanley Dean Witter | 7/77
(10%)
| $38.00 | $270.88 | $184.75 | $2.95 |
|
| Oct 20 | Oct 21 | NexCen Brands, Inc.
(NEXC)
| Specialty Eateries | Merrill Lynch & Co. | 6/26
(23%)
| $16.00 | $50.00 | $48.44 | $0.15 |
|
| Oct 19 | Oct 20 | BSQUARE Corporation
(BSQR)
| Development Tools, Operating Systems & Utilities Software | Credit Suisse First Boston | 4/32
(12%)
| $15.00 | $23.50 | $25.63 | $2.19 |
|
| Oct 18 | Oct 19 | Martha Stewart Living Omnimedia, Inc.
(MSO)
| Publishing | Morgan Stanley Dean Witter | 7/49
(15%)
| $18.00 | $37.25 | $35.56 | $4.83 |
|
| Oct 18 | Oct 19 | PCTEL, Inc.
(PCTI)
| Satellite & Broadcast Network Equipment | Banc of America Securities LLC | 5/16
(29%)
| $17.00 | $24.00 | $23.50 | $6.15 |
|
| Oct 18 | Oct 19 | Sify Technologies Limited
(SIFY)
| Managed Network Services | Merrill Lynch & Co. | 4/21
(20%)
| $18.00 | $45.50 | $35.50 | $1.92 |
|
| Oct 18 | Oct 19 | World Wrestling Entertainment, Inc.
(WWE)
| Entertainment | Bear, Stearns & Co. Inc. | 10/67
(15%)
| $17.00 | $30.50 | $25.25 | $15.83 |
|
| Oct 15 | Oct 15 | Jacada Ltd.
(JCDA)
| Customer Relationship Management, Marketing & Sales Software | Lehman Brothers | 5/17
(27%)
| $11.00 | $11.06 | $11.06 | $1.44 |
|
| Oct 14 | Oct 15 | QuickLogic Corporation
(QUIK)
| Logic Devices | BancBoston Robertson Stephens | 7/18
(38%)
| $10.00 | $13.50 | $15.13 | $1.64 |
|
| Oct 6 | Oct 6 | Rome Bancorp, Inc.
(ROME)
| Regional Banks & Thrifts | Sandler O'Neill & Partners, L.P. | 1/3
(49%)
| $7.00 | $7.25 | $6.50 | $7.80 |
|
| Oct 5 | Oct 6 | Silicon Image, Inc.
(SIMG)
| Graphics & Video Chips & Boards | Credit Suisse First Boston | 4/25
(16%)
| $12.00 | $23.00 | $26.75 | $2.17 |
|
| Oct 4 | Oct 5 | AltiGen Communications, Inc.
(ATGN)
| Enterprise Telecommunications Equipment | CIBC World Markets | 3/13
(25%)
| $10.00 | $14.75 | $16.63 | $0.91 |
|
| Sep 30 | Oct 1 | BlackRock, Inc.
(BLK)
| Institutional Asset Management | Merrill Lynch & Co. | 9/64
(14%)
| $14.00 | $14.00 | $14.13 | $229.19 |
|
