| Recent IPOs: Sep 2009 |
| Pricing Date | Date Went Public | Name (Ticker) | Industry | Lead Underwriter | Shares Offered/ Outstanding (share%) | Offer Price | Open Price
| 1st Day Close | Last Close Price |
| Sep 30 | Oct 1 | Talecris Biotherapeutics Holdings Corp.
(TLCR)
| Biopharmaceuticals & Biotherapeutics | Morgan Stanley & Co. Incorporated | 50/120
(42%)
| $19.00 | $19.50 | $21.15 | $19.65 |
|
| Sep 24 | Sep 25 | Select Medical Holdings Corporation
(SEM)
| Long-Term Care Facilities | Goldman, Sachs & Co. | 30/156
(19%)
| $10.00 | $9.75 | $10.09 | $9.14 |
|
| Sep 24 | Sep 25 | Shanda Games Limited
(GAME)
| Entertainment & Games Software | Goldman Sachs (Asia) L.L.C. | 84/84
(100%)
| $12.50 | $13.00 | $10.75 | $10.30 |
|
| Sep 23 | Sep 24 | Artio Global Investors Inc.
(ART)
| Institutional Asset Management | Goldman, Sachs & Co. | 25/25
(100%)
| $26.00 | $25.21 | $27.25 | $24.30 |
|
| Sep 23 | Sep 24 | Apollo Commercial Real Estate Finance, Inc.
(ARI)
| Mortgage & Investment REITs | J.P. Morgan Securities Inc. | 10/11
(93%)
| $20.00 | $19.05 | $18.50 | $17.46 |
|
| Sep 23 | Sep 24 | Vitacost.com, Inc.
(VITC)
| Natural & Specialty Foods Retail | Jefferies & Company, Inc. | 11/27
(40%)
| $12.00 | $12.05 | $12.05 | $7.14 |
|
| Sep 23 | Sep 24 | A123 Systems, Inc.
(AONE)
| Power Generation & Storage | Morgan Stanley & Co. Incorporated | 28/98
(29%)
| $13.50 | $16.94 | $20.29 | $14.70 |
|
| Sep 23 | Sep 24 | Colony Financial, Inc.
(CLNY)
| Mortgage & Investment REITs | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 13/13
(98%)
| $20.00 | $19.50 | $19.50 | $18.97 |
|
| Sep 16 | Sep 17 | CreXus Investment Corp.
(CXS)
| Mortgage & Investment REITs | Deutsche Bank Securities Inc. | 13/18
(74%)
| $15.00 | $14.50 | $14.63 | $13.34 |
|
| Sep 4 | Sep 4 | Lihua International, Inc.
(LIWA)
| Wire & Cable Manufacturing | Broadband Capital Management LLC | 2/24
(10%)
| $4.00 | $4.60 | $5.41 | $8.77 |
|
