| Recent IPOs: Oct 2009 |
| Pricing Date | Date Went Public | Name (Ticker) | Industry | Lead Underwriter | Shares Offered/ Outstanding (share%) | Offer Price | Open Price
| 1st Day Close | Last Close Price |
| Oct 27 | Oct 28 | Vitamin Shoppe, Inc.
(VSI)
| Drug Stores & Pharmacies | J.P. Morgan Securities Inc. | 9/28
(33%)
| $17.00 | $25.01 | $17.95 | $18.86 |
|
| Oct 27 | Oct 28 | Addus HomeCare Corporation
(ADUS)
| Home Health Care | Robert W. Baird & Co. Incorporated | 5/10
(50%)
| $10.00 | $9.50 | $8.49 | $8.40 |
|
| Oct 22 | Oct 23 | Dole Food Company, Inc.
(DOLE)
| Fresh Fruit & Vegetable Production | Goldman, Sachs & Co. | 36/87
(41%)
| $12.50 | $12.45 | $12.28 | -- |
|
| Oct 20 | Oct 21 | AGA Medical Holdings, Inc.
(AGAM)
| Medical Devices | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 14/50
(27%)
| $14.50 | $14.50 | $14.60 | $12.40 |
|
| Oct 20 | Oct 20 | ZST Digital Networks, Inc.
(ZSTN)
| Satellite & Broadcast Network Equipment | Rodman & Renshaw, LLC | 3/11
(27%)
| $8.00 | $8.00 | $7.52 | $6.75 |
|
| Oct 15 | Oct 16 | China Real Estate Information Corporation
(CRIC)
| Information Collection & Delivery | Credit Suisse Securities (USA) LLC | 21/21
(100%)
| $12.00 | $12.10 | $14.20 | $12.87 |
|
| Oct 7 | Oct 8 | Mistras Group, Inc.
(MG)
| Technical & Scientific Research Services | J.P. Morgan Securities Inc. | 9/26
(33%)
| $12.50 | $8.15 | $12.58 | $12.19 |
|
| Oct 7 | Oct 8 | Omeros Corporation
(OMER)
| Biopharmaceuticals & Biotherapeutics | Deutsche Bank Securities Inc. | 7/21
(32%)
| $10.00 | $9.49 | $8.73 | $7.15 |
|
| Oct 6 | Oct 7 | Banco Santander (Brasil) S.A.
(BSBR)
| Banking - Latin America | Santander Investment Securities Inc | 525/525
(100%)
| $13.50 | $13.30 | $13.01 | $13.40 |
|
| Oct 6 | Oct 7 | Verisk Analytics, Inc.
(VRSK)
| Risk Management | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 85/113
(75%)
| $22.00 | $26.41 | $27.22 | $27.78 |
|
| Oct 1 | Oct 2 | Education Management Corporation
(EDMC)
| Colleges & Universities | Goldman, Sachs & Co. | 20/140
(14%)
| $18.00 | $20.25 | $21.77 | $21.38 |
|
| Oct 1 | Oct 2 | Echo Global Logistics, Inc.
(ECHO)
| Logistics Services | Morgan Stanley & Co. Incorporated | 6/21
(27%)
| $14.00 | $13.60 | $14.06 | $12.80 |
|
| Sep 30 | Oct 1 | Talecris Biotherapeutics Holdings Corp.
(TLCR)
| Biopharmaceuticals & Biotherapeutics | Morgan Stanley & Co. Incorporated | 50/120
(42%)
| $19.00 | $19.50 | $21.15 | $20.18 |
|
