| Recent IPOs: Nov 2009 |
| Pricing Date | Date Went Public | Name (Ticker) | Industry | Lead Underwriter | Shares Offered/ Outstanding (share%) | Offer Price | Open Price
| 1st Day Close | Last Close Price |
| Nov 19 | Nov 20 | Global Defense Technology & Systems, Inc.
(GTEC)
| Aerospace & Defense | Cowen and Company, LLC | 5/9
(51%)
| $13.00 | $13.08 | $13.08 | -- |
|
| Nov 19 | Nov 20 | Cloud Peak Energy Inc.
(CLD)
| Coal Mining & Processing | Credit Suisse Securities (USA) LLC | 31/31
(97%)
| $15.00 | $14.50 | $14.84 | -- |
|
| Nov 19 | Nov 20 | 7 Days Group Holdings Limited
(SVN)
| Budget & Economy Motels | J.P. Morgan Securities Inc. | 10/10
(100%)
| $11.00 | $12.17 | $12.50 | -- |
|
| Nov 17 | Nov 18 | Fortinet, Inc.
(FTNT)
| Network Security Devices | Morgan Stanley & Co. Incorporated | 13/64
(19%)
| $12.50 | $17.00 | $16.62 | -- |
|
| Nov 12 | Nov 13 | rue21, inc.
(RUE)
| Apparel & Accessories Retail | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7/24
(28%)
| $19.00 | $19.00 | $24.30 | $24.45 |
|
| Nov 12 | Nov 13 | Dollar General Corporation
(DG)
| Discount & Variety Retail | Citigroup Global Markets Inc. | 34/341
(10%)
| $21.00 | $22.00 | $22.73 | $21.98 |
|
| Nov 6 | Nov 6 | STR Holdings, Inc.
(STRI)
| Power Generation & Storage | Credit Suisse Securities (USA) LLC | 12/41
(30%)
| $10.00 | $10.00 | $13.10 | $13.40 |
|
| Nov 4 | Nov 5 | Hyatt Hotels Corporation
(H)
| Upscale & Luxury Hotels | Goldman, Sachs & Co. | 38/168
(23%)
| $25.00 | $27.00 | $28.00 | $29.50 |
|
