| Registrations: Q3 2009 |
| Filing Date | Name (Prop. Ticker) | Industry | Shares Offered/ Outstanding (share%) | Expected Range Low-High | Expected IPO Date |
| Sep 29 | Accretive Health, Inc.
(AH)
| Medical Practice Management & Services | --/--
(--)
| --
-
-- | -- |
|
| Sep 28 | Newegg Inc.
(EGGZ)
| Computer & Software Retail | --/--
(--)
| --
-
-- | -- |
|
| Sep 28 | Chesapeake Lodging Trust
(CHSP)
| Hotel & Motel REITs | 13/15
(83%)
| $20.00
-
$20.00 | -- |
|
| Sep 15 | Anthera Pharmaceuticals, Inc.
(ANTH)
| Biopharmaceuticals & Biotherapeutics | --/--
(--)
| --
-
-- | -- |
|
| Sep 14 | KAR Auction Services, Inc.
(KAR)
| Auctions | --/--
(--)
| --
-
-- | -- |
|
| Sep 4 | Cobalt International Energy, L.P.
(CIE)
| Oil & Gas Exploration & Production | --/--
(--)
| --
-
-- | -- |
|
| Aug 31 | GAIN Capital Holdings, Inc.
(Undetermined)
| Currency, Commodity & Futures Trading | --/--
(--)
| --
-
-- | -- |
|
| Aug 28 | Marathon Real Estate Mortgage Trust
(Undetermined)
| Mortgage & Investment REITs | --/--
(--)
| --
-
-- | -- |
|
| Aug 28 | Brookfield Realty Capital Corp.
(BRCC)
| Mortgage & Investment REITs | --/--
(--)
| --
-
-- | -- |
|
| Aug 27 | Andatee China Marine Fuel Services Corporation
(AMCF)
| Fuel Oil Dealers | 3/9
(29%)
| $6.00
-
$8.00 | -- |
|
| Aug 26 | Plains Capital Corporation
(PCB)
| Regional Banks & Thrifts | 15/44
(34%)
| $14.00
-
$16.00 | Week of Nov. 2 |
|
| Aug 18 | AEI
(AEI)
| Natural Gas Pipelines | 21/264
(8%)
| $12.00
-
$13.00 | Week of Oct. 26 |
|
| Aug 17 | HealthPort, Inc.
(HPRT)
| Information Technology Services | 6/23
(27%)
| $14.00
-
$16.00 | Week of Nov. 16 |
|
| Aug 13 | Mirion Technologies, Inc.
(MION)
| Scientific & Technical Instruments | --/--
(--)
| --
-
-- | -- |
|
| Aug 10 | InfrastruX Group, Inc.
(IFR)
| Specialty Contracting | --/--
(--)
| --
-
-- | -- |
|
| Jul 29 | Transwestern Realty Finance, Inc.
(TWF)
| Mortgage & Investment REITs | --/--
(--)
| --
-
-- | -- |
|
| Jul 27 | Bayview Mortgage Capital, Inc.
(BAY)
| Mortgage & Investment REITs | --/--
(--)
| --
-
-- | -- |
|
| Jul 22 | JBS USA Holdings, Inc.
(JBS)
| Meat Products | --/--
(--)
| --
-
-- | -- |
|
| Jul 17 | Ladder Capital Realty Finance Inc
(LCG)
| Real Estate Investment Trusts (REITs) | 20/26
(78%)
| $20.00
-
$20.00 | Week of Sept. 28 |
|
| Jul 14 | Ellington Financial LLC
(EFC)
| Mortgage Banking & Related Services | --/--
(--)
| --
-
-- | -- |
|
| Jul 13 | AG Financial Investment Trust, Inc.
(Undetermined)
| Real Estate Investment Trusts (REITs) | --/--
(--)
| --
-
-- | -- |
|
| Jul 8 | Foursquare Capital Corp.
(FSQR)
| Mortgage & Investment REITs | 25/27
(92%)
| $20.00
-
$20.00 | Week of Sep. 21 |
|
|
