| Registrations: Q4 2009 |
| Filing Date | Name (Prop. Ticker) | Industry | Shares Offered/ Outstanding (share%) | Expected Range Low-High | Expected IPO Date |
| Nov 19 | QuinStreet, Inc.
(QNST)
| Direct Marketing Services | --/--
(--)
| --
-
-- | -- |

|
| Nov 18 | Linkage Technologies International Holdings Limited
(BOSS)
| Computer Software | --/--
(--)
| --
-
-- | -- |

|
| Nov 17 | Concord Medical Services Holdings Limited
(CCM)
| Specialized Health Care Services | 12/12
(100%)
| $9.00
-
$11.00 | -- |

|
| Nov 16 | Hirschfeld Industries, Inc.
(HSFD)
| Construction Materials | --/--
(--)
| --
-
-- | -- |

|
| Nov 10 | Terreno Realty Corporation
(Undetermined)
| Industrial REITs | --/--
(--)
| --
-
-- | -- |

|
| Nov 6 | Trius Therapeutics, Inc.
(TSRX)
| Biopharmaceuticals & Biotherapeutics | --/--
(--)
| --
-
-- | -- |

|
| Nov 6 | MaxLinear, Inc.
(Undetermined)
| Communications Chips | --/--
(--)
| --
-
-- | -- |

|
| Nov 5 | Primerica, Inc.
(Undetermined)
| Life Insurance | --/--
(--)
| --
-
-- | -- |

|
| Nov 4 | Whitestone REIT
(WSR)
| Retail REITs | --/--
(--)
| --
-
-- | -- |

|
| Nov 4 | Chatham Lodging Trust
(Undetermined)
| Hotel & Motel REITs | --/--
(--)
| --
-
-- | -- |

|
| Nov 2 | Graham Packaging Company Inc.
(Undetermined)
| Packaging & Container Manufacturing | --/--
(--)
| --
-
-- | -- |

|
| Oct 30 | TeleNav, Inc.
(TNAV)
| Telemetry & Telematics Services Providers | --/--
(--)
| --
-
-- | -- |

|
| Oct 30 | Alimera Sciences, Inc.
(ALIM)
| Biopharmaceuticals & Biotherapeutics | --/--
(--)
| --
-
-- | -- |

|
| Oct 30 | Trony Solar Holdings Company Limited
(TRO)
| Semiconductors | --/--
(--)
| --
-
-- | -- |

|
| Oct 28 | Aldagen, Inc.
(ALDH)
| Biopharmaceuticals & Biotherapeutics | --/--
(--)
| --
-
-- | -- |

|
| Oct 21 | Freedom Group, Inc.
(Undetermined)
| Firearms & Accessories | --/--
(--)
| --
-
-- | -- |

|
| Oct 21 | Imperial Capital Group, Inc.
(Undetermined)
| Investment Banking | --/--
(--)
| --
-
-- | -- |

|
| Oct 20 | Generac Holdings Inc.
(GNRC)
| Power Generation & Storage | --/--
(--)
| --
-
-- | -- |

|
| Oct 16 | Global Geophysical Services, Inc.
(GGS)
| Oil & Gas Exploration Services | --/--
(--)
| --
-
-- | -- |

|
| Oct 16 | Cellu Tissue Holdings, Inc.
(CLU)
| Paper & Paper Product Manufacturing | --/--
(--)
| --
-
-- | -- |

|
| Oct 14 | BJB Career Education Company, Limited
(BJB)
| Education & Training Services | --/--
(--)
| --
-
-- | -- |

|
| Oct 14 | China Electric Motor, Inc.
(Undetermined)
| Motors, Motor Drives & Related Products | 2/17
(13%)
| $6.00
-
$7.00 | -- |

|
| Oct 14 | Baltic Trading Limited
(BDI)
| Deep Sea Shipping | --/--
(--)
| --
-
-- | -- |

|
| Oct 13 | National Beef, Inc.
(NBP)
| Meat Products | --/--
(--)
| --
-
-- | -- |

|
| Oct 9 | Pebblebrook Hotel Trust
(PEB)
| Hotel & Motel REITs | --/--
(--)
| --
-
-- | -- |

|
| Oct 8 | Birds Eye Foods, Inc.
(Undetermined)
| Canned & Frozen Fruits & Vegetables | --/--
(--)
| --
-
-- | -- |

|
| Oct 6 | Team Health Holdings, L.L.C.
(TMH)
| Medical Practice Management & Services | --/--
(--)
| --
-
-- | -- |

|
| Oct 5 | Symetra Financial Corporation
(SYA)
| Life Insurance | --/--
(--)
| --
-
-- | -- |

|
| Oct 2 | West Corporation
(WSTC)
| Direct Marketing Services | --/--
(--)
| --
-
-- | -- |

|
| Oct 1 | Polymer Holdings LLC
(Undetermined)
| Plastic & Fiber Manufacturing | --/--
(--)
| --
-
-- | -- |

|
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