IPO Filings
Companies Planning An IPO:
Q3 2009These companies have filed with the SEC to go public, but have not yet started trading.
You will find information on companies that have gone public on the
IPO Performance page.
Company Filings
| Filing Date |
Name (Prop. Ticker) |
Industry |
SEC Filings |
No. Shares (mil.) |
Offer Amt. (mil.) |
Expected Range Low-High |
Expected IPO Date |
| Sep 29 |
Accretive Health, Inc.
(AH)
|
Medical Practice Management & Services |
Filings |
-- |
$200.0 |
--
|
-- |
| Sep 28 |
Newegg Inc.
(EGGZ)
|
Computer & Software Retail |
Filings |
-- |
$175.0 |
--
|
-- |
| Sep 28 |
Chesapeake Lodging Trust
(CHSP)
|
Hotel & Motel REITs |
Filings |
12.5 |
$250.0 |
$20.00
-
$20.00 |
-- |
| Sep 15 |
Anthera Pharmaceuticals, Inc.
(ANTH)
|
Biopharmaceuticals & Biotherapeutics |
Filings |
-- |
$85.0 |
--
|
-- |
| Sep 14 |
KAR Auction Services, Inc.
(KAR)
|
Auctions |
Filings |
-- |
$500.0 |
--
|
-- |
| Sep 4 |
Cobalt International Energy, L.P.
(CIE)
|
Oil & Gas Exploration & Production |
Filings |
-- |
$1,150.0 |
--
|
-- |
| Aug 31 |
GAIN Capital Holdings, Inc.
(GCAP)
|
Currency, Commodity & Futures Trading |
Filings |
-- |
$125.0 |
--
|
-- |
| Aug 28 |
Marathon Real Estate Mortgage Trust
(Undetermined)
|
Mortgage & Investment REITs |
Filings |
-- |
$300.0 |
--
|
-- |
| Aug 28 |
Brookfield Realty Capital Corp.
(BRCC)
|
Mortgage & Investment REITs |
Filings |
-- |
$500.0 |
--
|
-- |
| Aug 27 |
Andatee China Marine Fuel Services Corporation
(AMCF)
|
Fuel Oil Dealers |
Filings |
2.5 |
$17.5 |
$6.00
-
$8.00 |
-- |
| Aug 26 |
Plains Capital Corporation
(PCB)
|
Regional Banks & Thrifts |
Filings |
15.0 |
$225.0 |
$14.00
-
$16.00 |
Week of Nov. 2 |
| Aug 18 |
AEI
(AEI)
|
Natural Gas Pipelines |
Filings |
21.0 |
$262.5 |
$12.00
-
$13.00 |
Week of Oct. 26 |
| Aug 17 |
HealthPort, Inc.
(HPRT)
|
Information Technology Services |
Filings |
6.0 |
$90.0 |
$14.00
-
$16.00 |
Week of Nov. 16 |
| Aug 13 |
Mirion Technologies, Inc.
(MION)
|
Scientific & Technical Instruments |
Filings |
-- |
$100.0 |
--
|
-- |
| Aug 10 |
InfrastruX Group, Inc.
(IFR)
|
Specialty Contracting |
Filings |
-- |
$290.0 |
--
|
-- |
| Jul 29 |
Transwestern Realty Finance, Inc.
(TWF)
|
Mortgage & Investment REITs |
Filings |
-- |
$500.0 |
--
|
-- |
| Jul 27 |
Bayview Mortgage Capital, Inc.
(BAY)
|
Mortgage & Investment REITs |
Filings |
-- |
$500.0 |
--
|
-- |
| Jul 22 |
JBS USA Holdings, Inc.
(JBS)
|
Meat Products |
Filings |
-- |
$2,000.0 |
--
|
-- |
| Jul 17 |
Ladder Capital Realty Finance Inc
(LCG)
|
Real Estate Investment Trusts (REITs) |
Filings |
20.0 |
$400.0 |
$20.00
-
$20.00 |
Week of Sept. 28 |
| Jul 14 |
Ellington Financial LLC
(EFC)
|
Mortgage Banking & Related Services |
Filings |
-- |
$200.0 |
--
|
-- |
| Jul 13 |
AG Financial Investment Trust, Inc.
(Undetermined)
|
Real Estate Investment Trusts (REITs) |
Filings |
-- |
$300.0 |
--
|
-- |
| Jul 8 |
Foursquare Capital Corp.
(FSQR)
|
Mortgage & Investment REITs |
Filings |
25.0 |
$500.0 |
$20.00
-
$20.00 |
Week of Sep. 21 |
Quarterly Listings